Private Investments: Ground Rules
Allocation Process
Once an offering is closed, WRH+Co allocates the offering to eligible
investors who have placed bids. If the demand for an offering exceeds
availability, WRH+Co allocates to investors based on the following criteria: amount of
assets in WRH+Co accounts, whether an investor is a Qualified Purchaser,
and the historical relationship of the investor with the firm.
It is not the policy of WRH+Co to allocate stock on a first-come, first-served
basis, and the time your Offer to Buy is received will not influence the
allocation decision.
Additional Information
- No person will be accepted as a purchaser prior to the closing of
an offering.
- WRH+Co reserves the right to reject any Offer to Buy, in whole or
in part, or to allot any prospective purchaser a smaller allocation
than requested by such prospective purchaser. Any representation to
the contrary is unauthorized and may not be relied upon.
- The portion of each deal that we offer is at the discretion of WRH+Co.
- In order to invest in WR Hambrecht + Co Private Investments, including
venture, mezzanine and buyout opportunities, please access
“Getting Started” for
instructions.
- Private placements to Accredited Investors
or institutions are exempt from SEC registration requirements and are
unlike sales of securities made through general public solicitations
(like IPOs) which are required to be registered by federal and state
securities laws.
