Registered Investment Advisors
WR Hambrecht + Co is committed to providing registered investment advisors with investment solutions for high net worth clients. Our commitment to service, along with our premier online technology can give your clients access to the WR Hambrecht + Co proprietary auction products, as well as our core brokerage offering.
WR Hambrecht + Co Premium Brokerage Services are designed to offer clients traditional and innovative investment alternatives, convenience and unparalleled customer service, including:
- Trading: access to stocks, bonds, options and mutual funds at low commission rates.
- Private Equity: access to
WR Hambrecht + Co syndicated private equity investments.
- Initial Public Offerings:
access to OpenIPO, WR Hambrecht + Co’s proprietary auction for IPOs,
as well as co-managed and traditional IPOs.*
- Equity Research: free proprietary,
real-time research.
Our services for Registered Investment Advisors include:
- Flexibility: negotiated pricing, including asset based fee structure.
- Expertise: OTC market makers, restricted stock processing, sophisticated
hedging strategies.
- Availability: dedicated service representatives for customer service and trading.
- Personalization: customized monthly statements and trade confirmations.
- Access: customer access to positions and balances online.
- Convenience: online account opening documentation.
- Speed: online account opening and trading.
- Online Technologies: web-based or broker assisted trading through a dedicated
Advisor’s Workbench interface which allows the investment advisor to see
positions, activity, and balances in all of their accounts, plus place trades
online in those accounts.
WR Hambrecht + Co offers high quality customer service for you and your clients. For more information on our exclusive products and services please contact Matthew Regan at 1-800-673-6476 x1162.
* For qualified clients only.
