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Brokerage: Account Forms

Below are a variety of forms that can assist you with the many features WR Hambrecht + Co offers for your brokerage account. If you prefer, some forms are available via US Mail. You may request them by contacting us.

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 Brokerage Applications & Agreements
 

Account Application

Description Download
 

Individual Retirement Accounts Application

Description Download
 

Roth Individual Retirement Accounts Application

Description Download
 

Account Transfer Form

Description Download
 

Joint Account Agreement (Rights of Survivorship)

Description Download
 

Joint Account Agreement (Tenants in Common)

Description Download
 

Margin Account Agreement

Description Download
 Participate in OpenIPO
 

Offering Participation Agreement

Description Download
 

OpenIPO Bid Form

Description Download
 

IPO Certification

Description Download
 Options Trading
 

Option Agreement and Approval Form

Description Download
 Account Features & Services
 

Valet Asset Management Account Application

Description Download
 

ACH Authorization Agreement

Description Download
 Additional Forms
 

Trustee/Fiduciary Certification Form

Description Download
 

Irrevocable Stock & Bond Power

Description Download
 

IRA Distribution Form

Description Download
 

IRA Required Minimum Distribution Form

Description Download
 

Roth IRA Distribution Form

Description Download
 

W-8BEN

Description Download
 

W-8BEN Instructions

Description Download
 

Corporate Resolution Form

Description Download
 

W-9 (IRS): Request for Taxpayer Identification Number and Certification

Description Download