Brokerage: Account Forms
Below are a variety of forms that can assist you with the many features WR Hambrecht + Co offers for your brokerage account. If you prefer, some forms are available via US Mail. You may request them by going here.
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Individual/Joint/Custodial Account Application
Corporation/Partnership/Trust Account Application
Corporate Services Account Application
Individual Retirement Accounts Application
IRA Custodial Agreement & Disclosure Statement
Traditional IRA Adoption Agreement
Roth IRA Adoption Agreement
Account Transfer Form
Customer Agreement
Margin Account Agreement
Offering Participation Agreement
OpenIPO Bid Form
IPO Certification
Option Agreement and Approval Form
ProCash Agreement
ProCash Plus Account Application
ACH Authorization Agreement
ACH Authorization Agreement for Retirement Plans
Trustee/Fiduciary Certification Form
Irrevocable Stock & Bond Power
IRA Contribution Authorization
IRA Distribution Form
One & The Same Guarantee
Third Party Release (Individual to Joint)
Certificate of Foreign Status
Corporate Resolution Form
Incoming Wire Transfer Instructions
Outgoing Wire Transfer Instructions
W-9 (IRS): Request for Taxpayer Identification Number and Certification