Completed Offerings
Selected Private Capital Transactions
| $9.0 Million |
 |
| Avolent |
Private Placement
Sole Placement Agent |
| August 2006 |
|
|
| $33.0 Million |
 |
| Emisphere Technologies, Inc. |
Placement Agent |
| May 2006 |
|
|
| $7.3 Million |
 |
| Avalon Pharmaceuticals, Inc. |
PIPE
Sole Placement Agent |
| February 2006 |
|
|
| $13.4 Million |
 |
| EPIN Technologies, Ltd. |
Private Placement
Sole Placement Agent |
| August 2005 |
|
|
| $40.5 Million |
 |
| Global Sources Ltd. |
Registered Direct Offering
Sole Placement Agent |
| March 2005 |
|
|
| $17,000,000 |
 |
| Innovative Micro Technology |
Private Placement
Sole Placement Agent |
| January 2005 |
|
|
| $60,600,000 |
 |
| Genitope Corp. |
PIPE
Sole Placement Agent |
| December 2004 |
|
|
| $14,400,000 |
 |
| Genaera Corp. |
Registered Direct Offering
Lead Placement Agent |
| November 2004 |
|
|
| $11,000,000 |
 |
| Comtech |
PIPE
Placement Agent |
| October 2004 |
|
|
| $13,300,000 |
 |
| eMagin Corporation |
Registered Direct Offering
Sole Placement Agent |
| October 2004 |
|
|
| $12,500,000 |
 |
| Nastech Pharmaceutical Co. |
Registered Direct Offering
Financial Advisor |
| June 2004 |
|
|
| $11,250,000 |
 |
| Copper Mountain Networks, Inc. |
PIPE
Sole Placement Agent |
| May 2004 |
|
|
| $19,200,000 |
 |
| IntraBiotics Pharmaceucticals |
PIPE
Financial Advisor |
| October 2003 |
|
|
| $10,100,000 |
 |
| Internap Network Services Corp. |
PIPE
Sole Placement Agent |
| August 2003 |
|
|
| $8,000,000 |
 |
| Alteon Inc. |
Follow-On Equity
Sole Placement Agent |
| March 2003 |
|
|
|
